The
Significance of the Clinical Relationship in Client Growth:
Which
Came First, the Chicken or the Egg?
© Chapman 2003
We all know what we have learned and learned what we were taught
– client and practitioner alike. Regardless of the issue/problem/pathology that
brings the client to treatment, change for the client will not occur until and
unless the client can first see that change is appropriate and second, believe
that the treatment prescribed by the practitioner is an appropriate way to
pursue that change. But practitioners have debated the most direct path to
client change for decades—is it the relationship between the client and
counselor or the prescribed treatment that results in personal growth for the
client?
It goes without saying that a concrete course of treatment,
grounded in empirically based research, is a necessary component of effective
therapy. BUT the prescribed treatment/skill development/"whatever"
will only work if the client is motivated to practice/engage in the treatment and
the impetus for this engagement is more the result of an affective experience
the client has in therapy than the logic of the prescribed course of treatment.
By this I mean that the client will experience something of an awakening in
therapy that translates into awareness that change is appropriate but also that
a plan is required, namely the prescribed treatment.
As a visual person, allow me to proffer an example: My client is
scared to death to ride a bicycle. She is 45 years old and never ridden a bike...scared
to death, no way is she going to ride, end of story! However, she has just
learned that her 6-year-old granddaughter's favorite pastime is riding a bike
and the granddaughter is coming to spend a week with grandma while her parents
go on a cruise. Grandma, my client, is really upset because she knows that bike
riding will be a big part of the child's visit and my client is now in a
quandary - I want to be with my granddaughter but I am scared to death of
bicycles. We could start therapy to explore all the myriad reasons why my
client is scared to death to ride the bike, but we both know that if grandma is
going to resolve this dilemma and ride with her granddaughter, she is going to
have to "get on a bike and learn how to ride."
If "learning to ride a bike" is the metaphorical
evidenced based treatment for my client, I can present all the evidence in the
world for this—and my client will likely agree intellectually because she is
smart and knows I am an informed practitioner—but she is still not going to
learn to ride the bike unless she gets on a bike. What will get her to engage
in the prescribed treatment? I submit, her faith in me as a practitioner, yes,
but more importantly her faith in me as a person. When the person-therapist
"arcs" with the person-client, it is that person to person
relationship that permits the "magic" of therapy to happen.
Again, I agree that just because I am "a great guy" and
my client is comfortable seeing me in therapy and might even be willing to
spend thousands of dollars to see me "for years" in analysis, the
fact remains that she is not going to change until she "does
something" to accomplish that change and that "something" needs
to be grounded in research. BUT, I believe, as a Counselor Educator, that there
is a greater chance that my client will ride the bike with her granddaughter if
she trusts me and believes in me and, as a result comes to believe in herself
and her ability to learn how to ride, even if I teach her nothing about bike
riding, i.e., she teaches herself or asks her husband to teach her, than there
is that she will ride if she is not comfortable with me as a person, but
nonetheless exposed to the "premier" evidenced based therapy
available today.
In short, therapy is more than "chatting" and it had
better provide clients with a tangible result. But change is an inside job and
the practitioner’s relationship with the client is arguably more important in
facilitating that change than is the prescribed treatment. Stop and ask
yourself from which of your professors have you learned the most...the ones who
were the "smartest" or the ones who motivated you to learn? If the
latter, this is what I mean by the primacy of relationship in therapy.
Détente
It would seem that if there is no major disagreement about the
importance of delivering the twin objectives of therapy, namely evidence based
treatment by a practitioner cognizant of the importance of the clinical
relationship. If this is so, then arguing the primacy of the counseling
relationship in effective counseling might be nothing more than ideological
posturing. There is, however, another issue in the delivery of effective
counseling that may be appropriate for consideration. Presbury, Echterling
& McKee (2002) argue in Ideas and
Tools for Brief Counseling that the seat of expertise on the self is the
client and not the practitioner, "No matter how well informed you become
about people and counseling in general, the individual client always remains
the expert on his or her own experience" (p48). Consequently, "the
most important aspect of successful counseling is the relationship" (p.49)
if the counselor is going to engage the client in a course of treatment that
results in change. O'Hanlon & Beadle (1994) suggest an approach to
counseling respectful of this fact that they call, "Carl Rogers with a
twist." This approach to delivering therapy does not discount the use of
empirically based strategies but recognizes the implications of Roger's
admonishment to acknowledge the importance of validating, listening, and
understanding the client.
I realize that no one reading this will argue the importance of
these practitioner attributes, but what is important is the question, "who
is the expert" on the client's experience? Too often I sense that the practitioner
is trained to view the client as somehow defective, not as a person, but as a
psychological entity. It is as if we have trained counselors and therapists to
view the client as a "good person" whose "psychic
gyroscope" has malfunctioned and it is the practitioner's job to perform
the necessary re-calibrations to set the client on the correct course. I am not
sure that is how I want to be viewed by my client when I deliver counseling
services.
"Roger's with a twist" is an approach to therapy that
builds on the all but universally accepted micro-counseling skills of empathy,
genuineness, congruence, etc. but adding three rather assertive if not
directive practitioner tasks: "1) provide specific feedback on the
client's complaint, 2) clearly ground the client’s complaint in the "past
tense," and 3) replace the client's language of "stuckness" or
despair with a language of possibility" (Presbury et al, 2002; p
51). All of this is "before" any empirically based approach to
therapy has been suggested let alone implemented. Again, as I suggest above,
this is not to suggest that the relationship in and of itself is the solution
to the client's presenting problem, but to underscore its primacy as the
vehicle of change.
There are many—perhaps most—clients for whom the path to therapy
has been carved through the deepest, darkest forest of dysfunctional
relationships and for these clients, improvement is not so much the result of
what the empirically based therapist does "to" the client, but rather
what is accomplished "with" the client. In other words it is not the
assertiveness training or the REBT or the "whatever" treatment that
results in improvement, but the client becoming "unstuck" and able to
see the proverbial forest for the trees and recognize the way out that change
presents. It is the relationship with the client that presents the practitioner
with the opportunity to invite the client to consider the possibilities.
Yes, some will suggest that I am simply restating the argument
for CBT and putting my own spin on it. As Beck argues, and I paraphrase,
"all therapy is cognitive therapy because no one changes their behavior
until they change their thinking." What I argue here, that is somewhat
different than what many conventional psychologists might argue, is that the
clinical relationship affords clients the opportunity to re-calibrate their own
psychic gyroscopes. What if change in the present is more the result of client
expectations of the future than determined by the perceived realities of the
past? What if client improvement is not so much the result of new skills taught
in therapy as the result of recognized possibilities in the future?
I believe that clients ARE the experts on their own experience
and the clinical relationship permits them to discover that fact. Like the
observant naturalist that sees the camouflaged creature by the woodland path,
clients can be taught to recognize their own potential. I teach my students
that they know they have arrived as an effective therapist when a client
proceeds to outline a personal epiphany that is, in essence, a synopsis of the
last several sessions AND the counselor agrees, feigning complete surprise and
awe, and resists the temptation to say, "DUH, that's only what we have
been discussing for the last several sessions! J
Counseling as a Continuum
As with most things in life, rare is the occasion when we
encounter a construct that is truly "black or white." As Billy Joel
opines in a cut from "River of Dreams," it's all "shades of
gray." I like to look at this variance as representative of a continuum,
the practice of counseling and therapy being no exception as we practitioners
all exist on the continuum between the “art” and “science” of counseling and
therapy.
Although I can probably argue that several continua exist in
counseling and therapy with little objection from my readers, e.g., a
"here-and-now” -
“there-and-then" orientation, "directive - non-directive"
approaches, etc., I wish to expand this essay on the primacy of the
relationship in counseling as an explanation of the success—or lack there of—or
clients engaged in treatment.
We all reside on this “art and science” continuum, to the
practitioner, yet some of us gravitate more towards the "art" of
delivering counseling & therapy, such as myself, while others, incline
towards the "science." It is a mistake, however, to believe that
anyone exists outside this continuum, although we can point to some of the more
famous psychologists and argue that they have likely pitched their psychological
tent pretty darned close to one pole or the other, Skinner being a particularly
interesting case in point.
Many believe that Skinner was the consummate scientist regarding
psychology. Some of these admirers go so far as to suggest that he eschewed the
more phenomenological or metaphysical end of the continuum of psychology or as
some might opine, towards the “philosophical." Skinner, however, never
lost sight of the fact that psychology evolved out of philosophy and he never
"eschewed" the more affective aspects of therapy. Rather he
argued—effectively I might add—that the affective aspects of therapy are no
less real or important than the more tangible, just impossible to measure and
therefore operationally define. He therefore dedicated himself to the
"science" of psychology and has become one of its more influential
theoreticians, birthing both a theory of personality as well as a widely used
approach to counseling.
It is this dedication to the science of “measuring the
measurable” that is the genius of Skinner, but his use of the scientific method
neither severs psychology's link with philosophy nor negates the importance of
addressing the affective side of the human psyche as Bandura demonstrated in
his theory of social learning.
Where am I going with this...because we can employ the scientific
method to ascertain the effectiveness of a particular technique does not mean
that a technique is ineffective until and unless it has been shown to be
effective. Just as humans walked securely on the Earth before Newton postulated
and then proved the existence of gravity, so do practitioners deliver effective
therapy, perhaps not even realizing what it is they are doing that makes the
difference. I will go out on a limb, albeit a limb on the “arts” end of the
continuum, and suggest that one does not need to exclusively employ evidence
based techniques in order to deliver effective treatment. With only about 20%
of the world’s population employing the help of Western psychology, psychiatry,
and professional counseling, 80% of the world seek out healers, shamans,
elders, and other such “helpers” and improve as the result of their efforts.
Although we are only now revisiting these alternative methods of healing in
order to explore their utility according to Western science, the point remains
that those who have sought the help of such practitioners have benefited from
their actions. Yes, I recall the research that points out that approximately a
third of subjects receiving a placebo treatment benefited from the experience,
probably because they expected to be helped and were treated in such a way as
to reinforce that expectation, but the point remains: A practitioner's affect
may well spell the difference between the client that improves when exposed to
“evidence based” treatment "X" when delivered by "practitioner
A" while other clients, also exposed to the same treatment "X"
delivered by someone else, do not fair as well.
Please do not misunderstand me. I am not suggesting that any
charismatic practitioner can disregard the science and "just do what feels
good" and expect to help a client. But science should be the servant of
humanity not the other way round.
There is a wonderful quote by Paulo Friere: "If education is
to be truly liberating, it must focus upon the existing situation of people,
allowing them to reflect upon their condition and empowering them to change
it" (http://www.isarastrology.com/schermer.html;
1994) I believe this can be said of counseling and therapy as well. The
psychological scientist that worships at the alter of rational empiricism is
likely to win the battle of delivering sound, evidence-based treatment, but
lose the war raging inside the individual client that presents for treatment.
To illustrate my point, I would like to suggest something of an
"informal experiment" that will at the least be “fun” and may be of
some practical use. This is a classroom exercise developed by John Suler, a
clinical psychologist and professor at Ryder University in NJ. This exercise is
designed to demonstrate the power of the relationship and to document its
ability to impact the affect on oneself and others. True, changing one's
behavior in the moment is not the same as teaching the skills that result in
the "quantum Change" William Miller speaks of, but there is a saying
in AA that I have come to embrace having seen it work for 30 years, "fake
it ‘till you make it."
To review Professor Suler's exercise, visit its outline on his
web page: http://www.rider.edu/users/suler/happiness.html
After you review the experiment and perhaps conduct it yourself,
revisit the point I make in this missive: Is it the treatment or the “treater”
that motivates the change? But then again, like all things in life, this too is
likely a continuum J
What do you think?
Presbury, Echterling & McKee (2002). "Ideas and tools
for brief
counseling." Upper Saddle River, NJ:Merrill Prentice-Hall
O'Hanlon & Beadle (1994). "A field guide to possibility
land: Possibility
therapy methods. Omaha, NE:Possibility Press.